Ideal example if risk management. Most organizations are taking this approach where the calculate risk vs reeard and plow through. Even after paying the fines the probably made much more and the fines were already accounted in their P&L analysis
The Wall Street Journal.: Wealth Adviser Daily Briefing: Raymond James Fined $17 Million for Anti-Money-Laundering Lapses. http://google.com/newsstand/s/CBIwwKS0_SQ